I'M
Investment banker.
"Certified Investment Banking Operations Specialist"
I'm Harsha Gali, a Certified Investment Banking Operations Specialist with a strong foundation in Financial Markets, Capital Markets, Derivatives Market, ISDA, OTC Instruments, RDM, AML, STO, Futures and Options trading.
Currently, I am working in the Compliance Department of the Foreign Exchange Division at Thomas Cook (India) Ltd, where I focus on ensuring adherence to RBI guidelines, KYC/AML norms, and regulatory processes in Forex transactions.
This website is my personal platform to showcase my expertise in investment banking and financial operations. Please feel free to check out my blogs."
01 PROFESSIONAL
MY KNOWLEDGE LEVEL IN INVESTMENT BANK
Capital market
97%
Derivatives market
95%
AML Analyst
95%
OTC Instrument
98%
Trade Life Cycle
98%
RDM
97%
F&O Contract
97%
02 PORTFOLIO
Career journey
April 2025- Present
Assistant Manager – Thomas Cook India Ltd.
Joined Thomas Cook as an Assistant Manager - Operations, on April 2025. In this role, I am actively involved in a variety of core financial and operational functions related to investment banking and forex services. My key responsibilities include:
-
Executing forex and cross-border fund transfers, ensuring accuracy, timely settlements, and compliance with international standards.
-
Conducting KYC verifications and document audits to maintain 100% adherence to regulatory norms.
-
Managing reconciliation processes for forex card transactions and resolving breaks efficiently.
-
Overseeing the Document Management System (DMS) to ensure data integrity and audit-readiness.
-
Leading weekly branch audits and virtual visits to assess procedural compliance and mitigate risks.
-
Delivering tailored financial solutions based on client profiles, transaction needs, and compliance frameworks.
-
Upholding RBI regulations and internal SOPs across all financial transactions and reporting mechanisms.
November2024- February2025
Investment Banking Operations Certification
Successfully completed an Investment Banking Operations Certification, gaining in-depth knowledge of capital markets, money markets, derivatives markets, AML (Anti-Money Laundering), KYC (Know Your Customer), trade lifecycle, trade settlement, trade reconciliation, and other key financial operations.
This certification has strengthened my expertise in financial markets and banking operations.
January 2022- November 2024
Placement Team Coordinator –
Imarticus Learning Pvt. Ltd.
-
Coordinated placement activities for students enrolled in investment banking, data analytics, and tech programs.
-
Built and maintained strong relationships with hiring partners, HR professionals, and industry recruiters.
-
Collaborated with trainers to align learning with job readiness
-
Guided students through the placement process and career decisions.
2017-2022
Bachelor of Business Administrative
Bachelor of Business Administration (BBA)Graduated in 2022 with a 59% score. Developed a strong foundation in finance, business strategy, and management principles, which complement my investment banking expertise.
2015-2017
12th Grade – Commerce
Completed higher secondary education in Commerce with a 56% score. Gained foundational knowledge in accounting, economics, and business studies, which laid the groundwork for my academic and professional journey in finance.
CONTACT
📩 Get in Touch
📞 Phone: +91 7406410098
✉️ Email: harshagali999@gmail.com
This is all about me — a dedicated finance enthusiast with a strong foundation in business administration and specialized expertise in investment banking operations. From coordinating placement activities at Imarticus Learning to managing high-stakes forex operations at Thomas Cook, I’ve continually evolved in the financial services landscape.
My journey reflects a commitment to precision, compliance, and delivering value-driven financial solutions. I’m always eager to grow, contribute, and make a meaningful impact in the world of finance and investment banking.
